Vantage - Bellwether

Structured behavioral assessment for regulated personnel decisions.

Behavioral documentation and attestations for FINRA-registered, SEC-regulated, and OCC-supervised personnel decisions — built for mid-market compliance teams, not Tier 1 GRC budgets.

Sign-in, sample attestations, and scenario demos are not available yet. Explore RuntimeAI, SimOps, or Vantage Assurance in the meantime.

What Bellwether will deliver

Mapped to the rules, not to “best practices.”

Every scenario cites the provision it tests — FINRA Rule 3110(a), SEC Rule 206(4)-7, BSA/AML 31 CFR 1020.320, FCA SMCR conduct rules. The attestation carries the citation on its face. When your examiner asks what regulation a competency assessment maps to, your binder answers in their language.

Designed around how mid-market compliance officers actually buy.

Self-serve trial. Credit card billing under $25K, ACH invoicing above. No enterprise sales call required. No InfoSec review beyond a single meeting because the platform never touches your member or client systems. Most customers issue their first attestation within 48 hours of trial signup.

Structured judgment framework — and we say so explicitly.

Bellwether scores behavioral responses against published anchors, not against a proprietary psychometric model. We tell you that openly because we expect your General Counsel to ask. The attestation positions Bellwether as documentation infrastructure for your competency determination; the determination itself remains yours.

What this is, and what it isn’t

What it is

Structured documentation for personnel-competency decisions you are already required to make. It produces a regulator-formatted attestation, with session integrity evidence, that you file in your compliance binder.

What it isn’t

A hiring tool that decides who to hire, a training platform that develops competencies, or a validated psychometric instrument. The hiring decision stays with you. The training stays with your L&D team. Independent industrial psychology validation — if and when you choose to commission it — is yours to pursue.

Attestation workflow

After a completed scenario, Vantage Bellwether generates a structured attestation document with regulatory citations, session integrity metadata, and rubric-aligned scoring — formatted for your compliance binder.

Interactive demos and sample attestations will be available when the workflow is ready for external review.